NEUBERGER BERMAN LOAN ADVISERS II LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 306601). Regulatory assets under management: $9.0B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Ashok Kumar Bhatia | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Chicago, IL |
| Stephen Gregory Wright | DIRECTOR AND MANAGING DIRECTOR | — |
| Kenneth M Deregt | DIRECTOR AND MANAGING DIRECTOR | — |
| Brian Lord | CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENT | — |
| Anne Faris Brennan | DIRECTOR AND MANAGING DIRECTOR | — |
| EASON ROBERT GREEN LEE | DIRECTOR AND MANAGING DIRECTOR | — |
| TANK BRADLEY CURTIS | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | — |
| AMATO JOSEPH VINCENT | DIRECTOR AND MANAGING DIRECTOR | — |
| BHATIA SUNIL KUMAR | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | — |
| KOHN LAWRENCE JAY | DIRECTOR AND MANAGING DIRECTOR | — |
| LORD BRIAN | CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENT | — |
| Eason Robert | DIRECTOR AND MANAGING DIRECTOR | — |
| WRIGHT STEPHEN GREGORY | DIRECTOR AND MANAGING DIRECTOR | — |
| deRegt Kenneth M | DIRECTOR AND MANAGING DIRECTOR | — |
| Brennan Anne | DIRECTOR AND MANAGING DIRECTOR | — |
| Brennan Anne Faris | DIRECTOR AND MANAGING DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | On Appeal | $1.6M |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | Final | $580K |
Showing 15 of 18 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| NEUBERGER BERMAN LOAN ADVISERS CLO 49, LTD. | Securitized Asset Fund | Jersey | 0 | $629.1M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 44, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $579.5M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 46, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $579.3M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 48, LTD. | Securitized Asset Fund | Jersey | 0 | $578.7M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 42, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $577.6M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 47, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $577.3M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 43, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $576.9M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 45, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $575.0M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 51, LTD. | Securitized Asset Fund | Jersey | 0 | $553.9M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 53, LTD. | Securitized Asset Fund | Jersey | 0 | $540.2M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 40, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $488.6M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS NBLA CLO 50, LTD. | Securitized Asset Fund | Jersey | 0 | $487.3M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 39, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $481.8M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 38, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $480.9M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 41, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $480.0M | $250K |
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 1 | 212-476-9000 |