ROE PETER TOMLINSON appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROE PETER TOMLINSON appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | AEGIS CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | CHARLOTTE, NC |
| — | Form ADV | CIRCLE ONE WEALTH MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER & MEMBER | CHARLOTTE, NC |