AEGIS CAPITAL, LLC

AEGIS CAPITAL, LLC of CHARLOTTE, NC is an SEC-registered investment adviser (CRD 125376). Regulatory assets under management: $2.8M.

Registration

Officers, owners & control persons (15)

NameRoleLocation
SCHWARTZ ERICCHIEF COMPLIANCE OFFICER
TURNER DOUGLAS STUARTSENIOR PORTFOLIO MANAGER
DARBY ALLEN MYLESEXECUTIVE OFFICER; MANAGING MEMBER; MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER (+1 more)
NORTON JOSEPH WESTONCHIEF COMPLIANCE OFFICER
CHURCH BRIAN TIMOTHYNATIONAL SALES DIRECTOR
LAKIAN JOHN ROBINDIRECTOR; OWNER
BLAU ERIC CHARLESCHIEF INVESTMENT OFFICER; OFFICER
STOREY MARY ELLENCHIEF COMPLIANCE OFFICER
LAMM DIANE WILSONCHIEF OPERATING OFFICER
OSUNKWO DAVID IJEOMACHIEF COMPLIANCE OFFICER
ROE PETER TOMLINSONCHIEF COMPLIANCE OFFICER
MONROE KENNETH DUNCANVICE PRESIDENT
NORTON STEPHEN DOUGLASMARKETING
CASS MARTINMEMBER
MOFFETT DONNASHAREHOLDER

More on this firm