FALCONE PHILIP ALAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FALCONE PHILIP ALAN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HARBERT FUND ADVISORS, LLC | VICE-PRESIDENT & SR. MANAGING DIRECTOR-DISTRESSED SECURITIES | BIRMINGHAM, AL |
| — | Form ADV | HARBINGER CAPITAL PARTNERS LLC | SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER | NEW YORK, NY |