HARBERT FUND ADVISORS, LLC

HARBERT FUND ADVISORS, LLC of BIRMINGHAM, AL is an SEC-registered investment adviser (CRD 110577). Regulatory assets under management: $7.8B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Pooled vehicles, Investment cos, Other.

Officers, owners & control persons (41)

Showing 25 of 41 people.

NameRoleLocation
Brooke WadeDIRECTOR; EXECUTIVE VICE PRESIDENT, SECRETARY & DIRECTOR; VICE PRESIDENT & SECRETARYBainbridge Island, WA
Raymond Jones HarbertCHAIRMAN, CEO & DIRECTOR; EXECUTIVE CHAIRMAN; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER (+1 more)Birmingham, AL
BROOKE L WADEDIRECTOR; EXECUTIVE VICE PRESIDENT, SECRETARY & DIRECTOR; VICE PRESIDENT & SECRETARYVANCOUVER, A1
Brooke Jay WadeDIRECTORCalgary, A0
Michael Conrad BauderVICE PRESIDENT & CHIEF COMPLIANCE OFFICER
John Watkins McculloughEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY
Mary Kathryn BryantSHAREHOLDER
John Murdoch HarbertSHAREHOLDER
John Frederick BryantEXECUTIVE VICE PRESIDENT & SENIOR MANAGING DIRECTOR, ABSOLUTE RETURN STRATEGIES; SHAREHOLDER
Jason Travis PritchettPRESIDENT & CHIEF EXECUTIVE OFFICER; PRESIDENT & CHIEF OPERATING OFFICER
Lee Walton PurcellGLOBAL HEAD OF CAPITAL MARKETS
HARBERT RAYMOND JONESCHAIRMAN, CEO & DIRECTOR; CHAIRMAN, DIRECTOR; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER (+2 more)
BOUTWELL DAVID ALANEXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT & CONTROLLER (+1 more)
LUCE MICHAEL DONEGANPRESIDENT & CHIEF OPERATING OFFICER; PRESIDENT & COO; PRESIDENT, COO & CHIEF COMPLIANCE OFFICER (+1 more)
PIASSICK JOEL BERNARDEXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & DIRECTOR
MILLER CHARLES DONALDEXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT & HEAD OF GLOBAL DISTRIBUTION; VICE PRESIDENT & TREASURER
LUCAS WILLIAM RAYDIRECTOR, EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY; DIRECTOR, GENERAL COUNSEL, SENIOR VICE-PRESIDENT AND SECRETARY
BAUDER MICHAEL CONRADVICE PRESIDENT & CHIEF COMPLIANCE OFFICER
BERUEFFY MAXVICE PRESIDENT, ASSISTANT GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
HARRIS JEFF TODDASSOCIATE GENERAL COUNSEL; VICE PRESIDENT & ASSISTANT GENERAL COUNSEL; VICE PRESIDENT, ASSISTANT GENERAL COUNSEL & DIRECTOR OF COMPLIANCE
MCCULLOUGH JOHNEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY; SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY
PIASSICK JOEL BEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & DIRECTOR; VICE PRESIDENT & GENERAL COUNSEL
MANDT PATRICIA TDIRECTOR OF COMPLIANCE; DIRECTOR OF COMPLIANCE & RISK MANAGEMENT
WHITE MICHAEL PATRICKVICE PRESIDENT
BARKAN ANTHONY STERNVICE-PRESIDENT & SR. MANAGING DIRECTOR - FIXED INCOME

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