SIINO KATHERINE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SIINO KATHERINE appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | TOWER SQUARE SECURITIES, INC. | DIRECTOR - INTERNAL REVIEW | NEW YORK, NY |
| — | Form ADV | WS GRIFFITH SECURITIES, INC. | VICE PRESIDENT, COMPLIANCE OFFICER | HARTFORD, CT |