ROTH GORDON JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROTH GORDON JAMES appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LEAPFROG INVESTMENTS GROUP, LTD. | SHAREHOLDER | EBENE |
| — | Form ADV | RIVI CAPITAL LLC | MANAGER, BOARD OF MANAGERS | AUSTIN, TX |
| — | Form ADV | ROTH CAPITAL PARTNERS GP, LLC | CHIEF FINANCIAL OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | LEAPFROG INVESTMENTS LTD. | PARTNER OF CL2 LLP | EBENE |
| — | Form ADV | RX3, LLC | MANAGER OF LLC | IRVINE, CA |