THOMPSON MICHAEL ANTHONY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. THOMPSON MICHAEL ANTHONY appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MARINER INVESTMENT GROUP, LLC | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | THOMPSON CAPITAL MANAGEMENT, LLC | MEMBER/ CCO | — |
| — | Form ADV | ADVOCATE INVESTMENT ADVISORS, L.L.C. | PRINCIPAL | CHICAGO, IL |
| — | Form ADV | TRINITY STREET ASSET MANAGEMENT LLP | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | TRICADIA CDO MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | HILLS FUND MANAGEMENT, LLC | MEMBER | BARRINGTON, IL |