RIVES JASON ASBURY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. RIVES JASON ASBURY appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | AXOS INVEST, INC | CCO | LAS VEGAS, NV |
| — | Form ADV | FIGURE INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | HORACE MANN INVESTORS, INC. | AVP, INVESTMENT ADVISORY OPERATIONS & COMPLIANCE | SPRINGFIELD, IL |
| — | Form ADV | FIRST MIDWEST SECURITIES, INC. | RIA DEPUTY CHIEF COMPLIANCE OFFICER/MARGIN MANAGER/ AML CO 10/23/2014 | BLOOMINGTON, IL |