AXOS INVEST, INC

AXOS INVEST, INC of LAS VEGAS, NV is an SEC-registered investment adviser (CRD 150953). Regulatory assets under management: $150.8M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth.

Officers, owners & control persons (17)

NameRoleLocation
Derrick WalshCHIEF FINANCIAL OFFICER—
Tracy Lyn GallmanMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER—
Derek Michael TschudinCHIEF COMPLIANCE OFFICER—
Jeffrey Kent PlummerCHIEF COMPLIANCE OFFICER—
RIVES JASON ASBURYCCO—
MOORE HERBERT WILSONCCO; CEO; CEO & CHIEF COMPLIANCE OFFICER (+2 more)—
ZHOU VICKICHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER / SECRETARY; VICE PRESIDENT & CHIEF OPERATING OFFICER (+2 more)—
PATEL PARTH HITENDRASHAREHOLDER—
RAMIREZ BRIAN MATTHEWCEO; SHAREHOLDER—
Zhou ShuGENERAL COUNSEL & CHIEF COMPLIANCE OFFICER—
PITTERS RON MCEO—
WALSH DERRICKCHIEF FINANCIAL OFFICER—
Pitters Ron MichaelCEO—
THOMAS JAMES HILTONCHEIF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER—
TSCHUDIN DEREK MICHAELINTERIM CHIEF COMPLIANCE OFFICER—
Gallman Tracy LynMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER—
Plummer Jeffrey KentCHIEF COMPLIANCE OFFICER—

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