SCHOTT MARY FRANCES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SCHOTT MARY FRANCES appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LPL FINANCIAL LLC | MANAGING DIRECTOR, CLIENT EXPERIENCE AND TRAINING | FORT MILL, SC |
| — | Form ADV | FIRST ALLIED SECURITIES, INC. | PRESIDENT | SAN DIEGO, CA |
| — | Form ADV | FIRST ALLIED ADVISORY SERVICES, INC. | PRESIDENT | SAN DIEGO, CA |
| — | Form ADV | CETERA ADVISORS LLC | PRESIDENT | GREENWOOD VILLAGE, CO |