ROBERTS RICHARD JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROBERTS RICHARD JAMES appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | TCFG INVESTMENT ADVISORS, LLC | PRESIDENT | LAGUNA NIGUEL, CA |
| — | Form ADV | SOUTHPEAK INVESTMENT MANAGEMENT PTY LIMITED | HEAD OF PARTFOLIO CONSTRUCTION | NORTH SYDNEY, NEW SOUTH WALES |
| — | Form ADV | SOUTHPEAK INVESTMENT MANAGEMENT LLC | PORTFOLIO MANAGER AND HEAD OF RESEARCH | STAMFORD, CT |