ENGELKEN JAMES A appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ENGELKEN JAMES A appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SWAN CAPITAL MANAGEMENT, LLC | COMPLIANCE OFFICER/INVESTMENT MGR | DURANGO, CO |
| — | Form ADV | SWAN GLOBAL INVESTMENTS, LLC | CHIEF COMPLIANCE OFFICER/CFO | DURANGO, CO |
| — | Form ADV | SWAN WEALTH ADVISORS, LLC | CCO | DURANGO, CO |
| — | Form ADV | SWAN GLOBAL MANAGEMENT LLC | CCO | HUMACAO, PR |