SWAN GLOBAL INVESTMENTS, LLC

SWAN GLOBAL INVESTMENTS, LLC of DURANGO, CO is an SEC-registered investment adviser (CRD 114669). Regulatory assets under management: $2.4B.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth, Pooled vehicles.

Officers, owners & control persons (10)

NameRoleLocation
Randall William SwanCEO; OWNER—
Robert Bradley SwanCOO—
Bradley Owen AckermanCHIEF COMPLIANCE OFFICER—
Ethan BatesCFO—
SWAN RANDALL WILLIAMCEO; CEO, MANAGING MEMBER; OWNER (+2 more)—
ENGELKEN JAMES ACHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CFO; CHIEF COMPLIANCE OFFICER/INVESTMENT MGR—
SWAN ROBERT BRADLEYCOO—
ACKERMAN BRADLEY OWENCHIEF COMPLIANCE OFFICER—
SWAN LAURA KMEMBER—
BATES ETHANCFO—

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