CARROLL DAVID MATTHEW appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CARROLL DAVID MATTHEW appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WELLS FARGO INVESTMENT INSTITUTE, INC. | DIRECTOR (BOARD MEMBER) | CHARLOTTE, NC |
| — | Form ADV | STONEPINE CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | BEND, OR |
| — | Form ADV | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | MEMBER | SYRACUSE, NY |