Raimondo Kimberley Ann appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Raimondo Kimberley Ann appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BROOKWOOD INVESTMENT GROUP LLC | CHIEF COMPLIANCE OFFICER | PHOENIX, AZ |
| — | Form ADV | MERCATOR INVESTMENT MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | BELPOINTE ASSET MANAGEMENT LLC | CHIEF LEGAL OFFICER | RENO, NV |
| — | Form ADV | TUTTLE CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | — |
| — | Form ADV | TUTTLE WEALTH MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | STAMFORD, CT |
| — | Form ADV | REDWOOD PRIVATE WEALTH, LLC | CHIEF COMPLIANCE OFFICER | PHOENIX, AZ |