BROOKWOOD INVESTMENT GROUP LLC

BROOKWOOD INVESTMENT GROUP LLC of PHOENIX, AZ is an SEC-registered investment adviser (CRD 316544). Regulatory assets under management: $1.3B.

Registration

• CRD: 316544
• SEC file number: 801-122508
• Type: Registered investment adviser
• Location: 3930 E. RAY ROAD, SUITE 155, PHOENIX, AZ, 85044
• Phone: 4803514740
• Latest filing: 2026-03-31
• Regulatory AUM: $1.3B
• Discretionary AUM: $1.2B
• Non-discretionary AUM: $17.4M
• Clients: 24
• Accounts: 7,129

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities.

Officers, owners & control persons (4)

Branch offices (10)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 316544 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search