ROCKEY JOAN KATHRYN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROCKEY JOAN KATHRYN appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CASTLEARK MANAGEMENT LLC | MEMBER, PREFERRED AND COMMON | CHICAGO, IL |
| — | Form ADV | CERITY PARTNERS LLC | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | CERITY PARTNERS RETIREMENT PLAN ADVISORS LLC | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | SAGE ADVISORS, LLC | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | THE MATHER GROUP, LLC | CHIEF FINANCIAL OFFICER | CHICAGO, IL |
| — | Form ADV | PERMANENT CAPITAL VENTURES MANAGEMENT, LLC | CHIEF FINANCIAL OFFICER | CHICAGO, IL |
| — | Form ADV | BAJA WEALTH ADVISORS LLC | CHIEF FINANCIAL OFFICER | NEW YORK, NY |