Clements James appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Clements James appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CWM, LLC | CHIEF COMPLIANCE OFFICER | OMAHA, NE |
| — | Form ADV | CARSON GROUP INVESTING, LLC | CHIEF COMPLIANCE OFFICER | OMAHA, NE |
| — | Form ADV | NORTHWEST CAPITAL MANAGEMENT INC | CHIEF COMPLIANCE OFFICER | LAKE OSWEGO, OR |
| — | Form ADV | ASPER INVESTMENT MANAGEMENT LTD | DIRECTOR OF ASPER INVESTMENT MANAGEMENT LIMITED | LONDON |