Cox James Thomas appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Cox James Thomas appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PEAK WEALTH MANAGEMENT | FOUNDER AND CHIEF COMPLIANCE OFFICER | SARATOGA SPRINGS, NY |
| — | Form ADV | RETIREMENT PLANNING GROUP, LLC | CHIEF COMPLIANCE OFFICER AND WEALTH ADVISOR | MALTA, NY |
| — | Form ADV | PROVIDENCE FINANCIAL ADVISORS, LLC | PRESIDENT/CCO | OVERLAND PARK, KS |