CAWOOD CARA MARIE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CAWOOD CARA MARIE appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | AMERISERV WEALTH ADVISORS INC | CHIEF COMPLIANCE OFFICER | JOHNSTOWN, PA |
| — | Form ADV | RIVER PARTNERS CAPITAL MANAGEMENT, LP | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ALLIES CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |