JOSEPH ANTHONY PENA is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2017-11-29 | present | Yes |
| NATIONAL PLANNING CORPORATION | 2013-05-28 | 2017-11-29 | — |
| J. W. COLE ADVISORS, INC. | 2013-05-10 | 2013-05-23 | — |
| FINANCIAL ADVISERS OF AMERICA, LLC | 2011-11-02 | 2013-05-10 | — |