TOM ARNO STAPEL is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2023-04-06 | present | Yes |
| CETERA WEALTH SERVICES, LLC | 2013-09-03 | 2022-12-31 | — |
| FINANCIAL MANAGEMENT STRATEGIES, INC. | 2011-01-20 | 2023-01-04 | — |
| WALNUT STREET SECURITIES, INC. | 2011-01-14 | 2013-09-03 | — |