CETERA ADVISOR NETWORKS LLC

CETERA ADVISOR NETWORKS LLC of EL SEGUNDO, CA is an SEC-registered investment adviser (CRD 13572). Regulatory assets under management: $46.7B.

Registration

Officers, owners & control persons (100)

Showing 25 of 100 people.

NameRoleLocation
GOK LISA ANNESECRETARY
BRETON BERNARD ANDRECHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, SECRETARY
ROTH RALPH LAWRENCEMANAGER
CICCATI RANDALL LEEDIRECTOR; DIRECTOR, VICE PRESIDENT
SHELSON MARK PAULCHIEF FINANCIAL OFFICER AND TREASURER; TREASURER; TREASURER AND PRINCIPAL FINANCIAL OFFICER
SIMMERS JOHN STEPHENCHAIRMAN OF THE BOARD OF DIRECTORS; DIRECTOR, VICE PRESIDENT; SECRETARY/DIRECTOR
HAMEL CYNTHIA ADIRECTOR; SR. VICE PRESIDENT; VICE PRESIDENT
MARR NORMAN MARKCHAIRMAN OF BOARD OF DIRECTORS; DIRECTOR, CHAIRMAN AND VICE PRESIDENT; DIRECTOR, VICE PRESIDENT (+4 more)
MURPHY DARLENE MARIEVICE PRESIDENT/ASSIST. GENERAL COUNSEL
WOODS ANITA FAYEFINANCIAL OPERATIONS PRINCIPAL; FINANCIAL OPERATIONS PRINCIPAL, CFO
JOHNSON ROBERT LCHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY
MALONEY MAUREEN MELODEECHIEF COMPLIANCE OFFICER
BOWMAN CHRISTOPHER JOSEPHPRINCIPAL FINANCIAL OFFICER
JACOBSEN BRYAN KADVISORY AND BD CCO; ADVISORY, CCO; BD CHIEF COMPLIANCE OFFICER AND SECRETARY (+2 more)
HARRISON BRETT LAMARMANAGER
BROWN VALERIE GAYDIRECTOR AND CHAIRMAN; DIRECTOR, VP
CUNNINGHAM KERRY ELIZABETHDIRECTOR
LARAIA KEVIN MICHAELDIRECTOR
KESTERSON BARBARA JOCHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER; PRINCIPAL OPERATIONS OFFICER
KEARNY JAMES ROBERTDIRECTOR OF INVESTMENT ADVISORY
LANDEFELD JENNIFER LEESENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER
BONNEAU CATHERINE MCCORMACKCHIEF OPERATING OFFICER
SMILEY STANLEY ROBERTSR. VICE PRESIDENT; VICE PRESIDENT
ANTONIADES ADAM NICHOLASMANAGER
VALENZUELA ABDIEL ALANASSISTANT VICE PRESIDENT; VICE PRESIDENT

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