RICHARD DEAN SPIVEY is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with THE L. WARNER COMPANIES, INC.
| Firm | From | To | Current |
|---|---|---|---|
| THE L. WARNER COMPANIES, INC | 2026-01-12 | present | Yes |
| UNITED BROKERAGE SERVICES, INC | 2014-02-07 | 2016-08-30 | — |
| WOODBURY FINANCIAL SERVICES, INC. | 2005-01-03 | 2009-07-17 | — |