CAROLYN POZZI is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2024-11-04 | present | Yes |
| LPL FINANCIAL LLC | 2024-03-07 | 2024-11-08 | — |
| CETERA INVESTMENT ADVISERS LLC | 2019-12-12 | 2024-03-04 | — |
| WOODBURY FINANCIAL SERVICES, INC. | 2019-03-01 | 2019-12-03 | — |
| QUESTAR ASSET MANAGEMENT, INC. | 2018-12-05 | 2019-03-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-10-01 | 2014-11-12 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2002-04-26 | 2003-11-18 | — |