RICHARD WILLIAM VINCENT is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | 2020-02-26 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2010-05-04 | 2020-03-06 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-05-27 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2005-11-18 | 2009-06-01 | — |
| OPPENHEIMER ASSET MANAGEMENT INC. | 2003-04-15 | 2005-12-02 | — |
| OPPENHEIMER & CO. INC. | 2003-01-03 | 2003-04-15 | — |
| CIBC WORLD MARKETS CORP. | 2002-06-24 | 2003-01-03 | — |