Stephen Mark Sullivan

Stephen Mark Sullivan is an investment adviser representative (IAR) with state registration records since 1997, appearing at 3 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

Registration history (4)

FirmFromToCurrent
RAYMOND JAMES & ASSOCIATES, INC.2020-06-03presentYes
UBS FINANCIAL SERVICES INC.2010-01-012020-06-12
UBS INTERNATIONAL INC.2002-06-032010-01-01
UBS FINANCIAL SERVICES INC.1997-08-012002-06-01

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