KERI LYN JAMES is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2011-08-31 | present | Yes |
| EXENCIAL WEALTH ADVISORS | 2004-06-08 | 2004-12-02 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2004-05-03 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2001-07-12 | 2003-07-01 | — |