KEITH SMITH is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with RBC ROCHDALE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC ROCHDALE, LLC | 2024-02-07 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2022-01-20 | 2024-01-04 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-09-08 | 2022-01-25 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2014-09-22 | 2015-09-10 | — |
| SMITH PORTFOLIO REVIEW SERVICE, L.L.C. | 2009-07-07 | 2009-10-20 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2000-02-10 | 2009-03-30 | — |