JAMES VINCENT ROGAN

JAMES VINCENT ROGAN is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with FINANCIAL MANAGEMENT STRATEGIES, INC..

Registration history (6)

FirmFromToCurrent
FINANCIAL MANAGEMENT STRATEGIES, INC.2015-08-31presentYes
CAPITAL ANALYSTS, LLC2013-12-192015-07-31
LINCOLN INVESTMENT PLANNING, LLC2011-04-072015-07-31
MM ASCEND LIFE INVESTOR SERVICES, LLC2009-12-232010-08-02
VOYA FINANCIAL PARTNERS, LLC2004-07-282010-01-08
GUNNALLEN FINANCIAL, INC2003-07-292004-08-04

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