Richard Howard Case is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-06-05 | present | Yes |
| WESTERN INTERNATIONAL SECURITIES, INC. | 2008-10-21 | 2025-06-05 | — |
| CROWELL, WEEDON & CO. | 2007-06-01 | 2008-10-28 | — |
| SMART INVESTMENTS ADVISORY INCORPORATED | 2005-10-19 | 2006-12-07 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-05-13 | 2005-02-28 | — |