MICHAEL LOUIS SCHWARTZ is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | 2013-09-27 | present | Yes |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2012-06-14 | 2013-10-04 | — |
| FIRST ALLIED SECURITIES, INC. | 2007-12-17 | 2012-07-02 | — |
| NEXT FINANCIAL GROUP, INC. | 2005-01-03 | 2007-12-31 | — |
| NATIONAL PLANNING CORPORATION | 2004-03-11 | 2004-12-31 | — |