William Thomas Spencer is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-03-17 | present | Yes |
| PEOPLE'S UNITED ADVISORS, INC. | 2018-04-03 | 2022-12-31 | — |
| PEOPLE'S SECURITIES, INC. | 2017-06-21 | 2020-03-31 | — |
| CAPITAL ONE ADVISORS, LLC | 2016-06-06 | 2017-05-01 | — |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | 2015-02-19 | 2015-09-02 | — |
| J.P. MORGAN SECURITIES LLC | 2011-03-30 | 2012-05-15 | — |
| CAPITAL ONE FINANCIAL ADVISORS LLC | 2004-01-05 | 2011-02-17 | — |
| ESSEX NATIONAL SECURITIES, LLC | 2003-06-12 | 2004-01-05 | — |