RICHARD ALAN ROSEN

RICHARD ALAN ROSEN is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with PINNACLE ASSOCIATES, LTD..

Registration history (4)

FirmFromToCurrent
PINNACLE ASSOCIATES, LTD.2018-07-24presentYes
SATUCKET CAPITAL MANAGEMENT, LLC2016-04-152019-01-07
TD PRIVATE CLIENT WEALTH LLC2013-12-122016-02-11
SATUCKET CAPITAL MANAGEMENT, LLC2012-09-192013-11-26

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