STEPHEN FREDERICK LIM

STEPHEN FREDERICK LIM is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2009-09-08presentYes
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC2009-01-262009-09-25
ASSOCIATED SECURITIES CORP.2009-01-262009-09-08
FSC SECURITIES CORPORATION2002-02-112009-02-06

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