RICHARD NOEL TROTTA

RICHARD NOEL TROTTA is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with THURSTON SPRINGER ADVISORS.

Registration history (5)

FirmFromToCurrent
THURSTON SPRINGER ADVISORS2022-03-27presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2012-05-012022-03-31
MORGAN STANLEY SMITH BARNEY LLC2009-06-012012-04-30
CITIGROUP GLOBAL MARKETS INC.2005-01-182009-06-01
WELLS FARGO CLEARING SERVICES, LLC1999-10-012005-01-10

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