NICHOLAS JOSEPH SHEA

NICHOLAS JOSEPH SHEA is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with CATALYST INVESTMENT MANAGEMENT LLC.

Registration history (6)

FirmFromToCurrent
CATALYST INVESTMENT MANAGEMENT LLC2018-10-18presentYes
CHARLES SCHWAB & CO., INC.2010-12-092017-03-01
FINANCIAL WEST GROUP2010-06-092010-11-11
TRANSAMERICA FINANCIAL ADVISORS, LLC2007-07-272008-06-10
WELLS FARGO INVESTMENTS, LLC2005-03-102007-06-04
CHARLES SCHWAB & CO., INC.2001-01-012004-08-02

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