HOLLIS LYNN HERMAN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with OPPENHEIMER & CO. INC..
| Firm | From | To | Current |
|---|---|---|---|
| OPPENHEIMER & CO. INC. | 2026-05-15 | present | Yes |
| LPL FINANCIAL LLC | 2026-04-24 | 2026-05-15 | — |
| OPPENHEIMER & CO. INC. | 2019-02-13 | 2026-04-24 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2018-05-02 | 2019-02-13 | — |
| RBC CAPITAL MARKETS, LLC | 2008-05-05 | 2018-05-08 | — |
| CHASE INVESTMENT SERVICES CORP. | 2006-09-18 | 2008-05-02 | — |
| LASALLE FINANCIAL SERVICES, INC. | 2004-07-27 | 2006-09-06 | — |
| LASALLE FINANCIAL SERVICES, INC. | 2002-04-17 | 2004-04-13 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2001-10-22 | 2002-04-05 | — |