STEPHEN ALAN JAFFE

STEPHEN ALAN JAFFE is an investment adviser representative (IAR) with state registration records since 1995, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2025-10-28presentYes
OPPENHEIMER & CO. INC.2010-12-012025-10-31
WELLS FARGO CLEARING SERVICES, LLC2009-05-072010-07-27
UBS FINANCIAL SERVICES INC.2004-08-262009-05-27
MORGAN STANLEY DW INC.1995-07-052004-08-25

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