STEPHEN RICHARD CORDILL

STEPHEN RICHARD CORDILL is an investment adviser representative (IAR) with state registration records since 1996, appearing at 8 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (8)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2016-01-28presentYes
DEUTSCHE BANK SECURITIES INC.2013-08-302016-02-02
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-08-092013-09-03
SANDERS MORRIS LLC2006-06-142011-08-08
SMH CAPITAL ADVISORS LLC2006-04-182011-08-08
OPPENHEIMER ASSET MANAGEMENT INC.2003-04-152006-04-18
OPPENHEIMER & CO. INC.2003-01-032003-04-15
CIBC WORLD MARKETS CORP.1996-05-072003-01-03

More