THOMAS FRANCES ALESSI

THOMAS FRANCES ALESSI is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with EMPIRICAL ASSET MANAGEMENT, LLC.

Registration history (6)

FirmFromToCurrent
EMPIRICAL ASSET MANAGEMENT, LLC2022-06-28presentYes
PINNACLE PRIVATE WEALTH, LLC2018-01-242022-08-11
PLATINUM WEALTH PARTNERS2011-09-082017-12-31
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-06-052010-12-15
BANC OF AMERICA INVESTMENT SERVICES, INC.2004-10-202007-02-21
QUICK & REILLY, INC.2002-09-062004-10-20

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