THAYER ROCKWELL POTTER

THAYER ROCKWELL POTTER is an investment adviser representative (IAR) with state registration records since 1998, appearing at 6 firms. Currently registered with PROSPERA FINANCIAL SERVICES, INC..

Registration history (6)

FirmFromToCurrent
PROSPERA FINANCIAL SERVICES, INC.2022-10-24presentYes
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2017-06-162022-11-07
JANNEY MONTGOMERY SCOTT LLC2012-09-252017-06-19
MORGAN STANLEY SMITH BARNEY LLC2009-06-012012-10-15
MORGAN STANLEY & CO. LLC2009-04-242009-06-01
OSPREY PARTNERS INVESTMENT MANAGEMENT, LLC1998-11-122008-12-31

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