RICHARD BUEL BATES is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with SOUND INCOME STRATEGIES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SOUND INCOME STRATEGIES, LLC | 2019-03-19 | present | Yes |
| SOUND INCOME STRATEGIES, LLC | 2014-12-08 | 2017-12-31 | — |
| INTEGRITY INVESTMENT & TAX ADVISORY, LLC | 2012-04-19 | 2012-12-31 | — |
| INVESTMENT ADVISORS CORP | 2008-11-13 | 2011-12-31 | — |
| STIFEL INDEPENDENT ADVISORS, LLC | 2007-10-01 | 2008-11-17 | — |
| KCD FINANCIAL, INC. | 2006-08-11 | 2007-10-03 | — |
| STIFEL INDEPENDENT ADVISORS, LLC | 2003-10-17 | 2006-08-14 | — |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2002-05-13 | 2003-10-28 | — |