JAMES TRACY RICHARDS is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | present | Yes |
| WELLS FARGO INVESTMENTS, LLC | 2009-12-23 | 2011-01-03 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2007-11-26 | — |
| MORGAN STANLEY DW INC. | 2005-10-21 | 2007-04-02 | — |
| WINDSOR FINANCIAL GROUP LLC | 2004-06-04 | 2010-02-17 | — |
| MILES CAPITAL, INC. | 1997-07-01 | 2003-11-20 | — |