STEVEN LAWRENCE HAWES

STEVEN LAWRENCE HAWES is an investment adviser representative (IAR) with state registration records since 1992, appearing at 7 firms. Currently registered with VISTA INVESTMENT PARTNERS LLC.

Registration history (8)

FirmFromToCurrent
VISTA INVESTMENT PARTNERS LLC2020-07-17presentYes
RAYMOND JAMES & ASSOCIATES, INC.2020-05-062020-07-01
RAYMOND JAMES & ASSOCIATES, INC.2012-05-042020-05-05
MORGAN STANLEY SMITH BARNEY LLC2009-06-012012-05-29
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2004-07-302007-04-02
WELLS FARGO CLEARING SERVICES, LLC2003-07-012004-08-03
PRUDENTIAL EQUITY GROUP, LLC1992-07-312003-07-01

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