RICHARD L WATTON

RICHARD L WATTON is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (7)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2014-09-09presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2012-08-232014-09-23
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-012012-04-05
UBS FINANCIAL SERVICES INC.2006-09-072009-05-13
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-12-172006-08-09
MORGAN STANLEY DW INC.2004-03-042004-03-23
MERRILL LYNCH TRUST COMPANY2003-02-212003-09-18

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