Kathy HARTLEY Briner

Kathy HARTLEY Briner is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with STEPHENS INC..

Registration history (5)

FirmFromToCurrent
STEPHENS INC.2023-11-30presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2018-03-052023-12-01
LPL FINANCIAL LLC2007-05-012017-11-07
STANFORD GROUP COMPANY2004-01-292007-02-20
UBS FINANCIAL SERVICES INC.2004-01-282004-02-03

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