RICHARD JOHN BALLOU is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with JANNEY MONTGOMERY SCOTT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | 2018-09-12 | present | Yes |
| JANNEY MONTGOMERY SCOTT LLC | 2017-03-30 | 2018-09-10 | — |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | 2010-05-01 | 2016-02-16 | — |
| BOFA ADVISORS, LLC | 2005-03-29 | 2010-05-07 | — |
| COLUMBIA MANAGEMENT ADVISORS, INC. | 2003-04-01 | 2005-03-28 | — |
| STEIN ROE & FARNHAM INCORPORATED | 2002-06-03 | 2003-04-01 | — |
| UBS FINANCIAL SERVICES INC. | 2001-12-31 | 2002-05-22 | — |