ROCKY STEVEN MONTGOMERY is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with PROSPERA FINANCIAL SERVICES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | 2016-09-19 | present | Yes |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | 2009-03-27 | 2016-09-23 | — |
| OSAIC SERVICES, INC. | 2006-11-09 | 2009-03-31 | — |
| INVESTORS CAPITAL CORP. | 2004-08-09 | 2006-10-25 | — |
| EASTERN POINT ADVISORS INC. | 2004-02-04 | 2005-06-03 | — |